Accession Number: | 0001420811-19-000080 |
Date: | 2019-05-06 |
Issuer: | ON DECK CAPITAL, INC. (ONDK) |
Original Submission Date: |
BRESLOW NOAH
C/O ON DECK CAPITAL, INC.
1400 BROADWAY, 25TH FLOOR
NEW YORK, NY 10018
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2019-05-06 | M | 68,000 | a | $0.38 | 971,937 | direct | ||
COMMON STOCK | 2019-05-06 | 0 | $0.00 | 32,000 | indirect | f1 | |||
COMMON STOCK | 2019-05-06 | 0 | $0.00 | 32,000 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 0.375 | 2019-05-06 | deemed execution date | M | 68,000 (a) | 2021-10-06 | common stock 68,000 | $0.38 | 100,000 | direct |
ID | footnote |
---|---|
f1 | the reported shares are held directly in a trust for the reporting person's minor son for which the reporting person's spouse serves as trustee. |
f2 | the reported shares are held directly in a trust for the reporting person's minor daughter for which the reporting person's spouse serves as trustee. |
f3 | shares subject to the option are fully vested and immediately exercisable. |