Form Type: 4

SEC EDGAR Link
Accession Number:0001420811-19-000080
Date:2019-05-06
Issuer: ON DECK CAPITAL, INC. (ONDK)
Original Submission Date:

Reporting Person:

BRESLOW NOAH
C/O ON DECK CAPITAL, INC.
1400 BROADWAY, 25TH FLOOR NEW YORK, NY 10018

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 2019-05-06 M 68,000 a $0.38 971,937 direct
COMMON STOCK 2019-05-06 0 $0.00 32,000 indirect f1
COMMON STOCK 2019-05-06 0 $0.00 32,000 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 0.375 2019-05-06 deemed execution date M 68,000 (a) 2021-10-06 common stock 68,000 $0.38 100,000 direct
Footnotes
IDfootnote
f1 the reported shares are held directly in a trust for the reporting person's minor son for which the reporting person's spouse serves as trustee.
f2 the reported shares are held directly in a trust for the reporting person's minor daughter for which the reporting person's spouse serves as trustee.
f3 shares subject to the option are fully vested and immediately exercisable.
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