Accession Number: | 0001289419-19-000076 |
Date: | 2019-05-06 |
Issuer: | MORNINGSTAR, INC. (MORN) |
Original Submission Date: |
MANSUETO JOSEPH D
C/O MORNINGSTAR, INC.
22 WEST WASHINGTON STREET
CHICAGO, IL 60602
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-05-06 | S | 882 | d | $141.04 | 22,125,803 | direct | ||
COMMON STOCK | 2019-05-07 | S | 1,463 | d | $139.72 | 22,124,340 | direct | ||
COMMON STOCK | 2019-05-06 | 0 | $0.00 | 150,000 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 26, 2018. |
f2 | the transaction was executed in multiple trades at prices ranging from $141.0000 to $141.1200. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected. |
f3 | the transaction was executed in multiple trades at prices ranging from $139.5900 to $139.9800. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected. |
f4 | these shares are held in trusts for the benefit of the reporting person's children. the reporting person's spouse is trustee of the trusts. |