| Accession Number: | 0001138639-19-000051 |
| Date: | 2019-05-14 |
| Issuer: | INFINERA CORP (INFN) |
| Original Submission Date: |
GANI MARCEL
C/O INFINERA CORPORATION
140 CASPIAN COURT
SUNNYVALE, CA 94089
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-05-14 | P | 100,000 | a | $3.15 | 222,281 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | deemed execution date | 0 ( ) | common stock 18,292 | $0.00 | 18,292 | direct |
| ID | footnote |
|---|---|
| f1 | this price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $3.08 to $3.19 per share. upon request by the staff of the securities and exchange commission, infinera corporation (the "company") or a security holder of the company, mr. gani will provide full information regarding the number of shares purchased at each separate price. |
| f2 | each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock of the company. |
| f3 | these rsus have a vesting commencement date of may 24, 2018 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to mr. gani's continued service to the company. |
