Form Type: 4

SEC EDGAR Link
Acccession Number:0001775289-19-000002
Date:2019-05-13
Issuer: SOUTH PLAINS FINANCIAL, INC. (SPFI)
Original Submission Date:

Reporting Person:

VALLES NOE G
5219 CITY BANK PARKWAY
LUBBOCK, TX 79407-3544

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-05-13 P 260 a $17.50 83,272 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares purchased through a directed share program in connection with the initial public offering (the "ipo") of the issuer's common stock which closed on may 13, 2019. these shares of common stock were purchased at the public offering price of $17.50 per share.
f2 1,172 of the shares reported represent restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture.

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