Form Type: 4

SEC EDGAR Link
Acccession Number:0001321732-19-000062
Date:2019-05-13
Issuer: PENUMBRA INC (PEN)
Original Submission Date:

Reporting Person:

ELSESSER ADAM
ONE PENUMBRA PLACE
ALAMEDA, CA 94502

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-05-13 S 1,800 d $124.05 1,112,182 indirect f3
COMMON STOCK 2019-05-13 S 3,110 d $125.00 1,109,072 indirect f3
COMMON STOCK 2019-05-13 S 2,350 d $125.84 1,106,722 indirect f3
COMMON STOCK 2019-05-13 S 400 d $126.73 1,106,322 indirect f3
COMMON STOCK 2019-05-13 S 27 d $127.94 1,106,295 indirect f3
COMMON STOCK 2019-05-13 S 13 d $128.83 1,106,282 indirect f3
COMMON STOCK 2019-05-13 S 300 d $129.38 1,105,982 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales were effected pursuant to the reporting person's rule 10b5-1 trading plan.
f2 this transaction was executed in multiple trades at prices ranging from $123.36 to $124.32. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f3 shares are held by the siegel/elsesser revocable trust.
f4 this transaction was executed in multiple trades at prices ranging from $124.50 to $125.34. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f5 this transaction was executed in multiple trades at prices ranging from $125.42 to $126.28. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f6 this transaction was executed in multiple trades at prices ranging from $126.65 to $126.85. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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