|Issuer:||TECTONIC FINANCIAL, INC. (TECTP)|
|Original Submission Date:|
C/O TECTONIC FINANCIAL, INC.
16200 DALLAS PARKWAY, SUITE 190 DALLAS, TX 75248
|Title of Security||Transaction Date||2a. Deemed Execution Date||Transaction Code||Shares||Acquired or Disposed||Price per share||5. Amount of Securities Beneficially Owned Following Reported Transaction||6. Ownership Form Direct or Indirect||Nature of Indirect Ownership|
|SERIES B PREFERRED STOCK||2019-05-14||P||15,000||a||$10.00||15,000||direct|
|Title of Derivative Security||Conversion or Exercise Price of Derivative Security||Transaction Date||Deemed Execution Date||Transaction Code||Number of Derivative Securities Acquired (A) or Disposed of (D)||Date Exercisable||Expiration Date||Title and Amount of Securities Underlying Derivative Security||Price of Derivative Security||Number of derivative Securities Beneficially Owned Following Reported Transaction(s)||Ownership Form: Direct (D) or Indirect (I)||Nature of Indirect Beneficial Ownership|
|f1||represents shares purchased through a directed share program in connection with the initial public offering of the issuer's 9.00% fixed-to-floating rate series b non-cumulative perpetual preferred stock (the "series b preferred stock"), which closed on may 14, 2019. these shares of series b preferred stock were purchased at the public offering price of $10.00 per share.|