Form Type: 4

SEC EDGAR Link
Acccession Number:0001104659-19-029779
Date:2019-05-13
Issuer: GLAUKOS CORP (GKOS)
Original Submission Date:

Reporting Person:

GILLIAM JOSEPH E
C/O GLAUKOS CORPORATION,
229 AVENIDA FABRICANTE SAN CLEMENTE, CA 92672

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-05-13 M 103 a $41.69 47,166 direct
COMMON STOCK 2019-05-13 S 103 d $68.50 47,063 direct
COMMON STOCK 2019-05-13 M 2,500 a $30.92 49,563 direct
COMMON STOCK 2019-05-13 S 2,500 d $65.00 47,063 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS (RIGHT TO BUY) 41.69 2019-05-13 deemed execution date M 103 (d) 2027-05-05 common stock 103 $41.69 187,990 direct
STOCK OPTIONS (RIGHT TO BUY) 30.92 2019-05-13 deemed execution date M 2,500 (d) 2028-03-14 common stock 2,500 $30.92 53,045 direct
Footnotes
IDfootnote
f1 includes 37,853 restricted stock units that have not yet vested or been delivered to the reporting person.
f2 these trades were made pursuant to a rule 10b5-1 trading plan with pre-determined share amounts and prices.
f3 these options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years.

Elevate your investments