Accession Number: | 0001104659-19-029779 |
Date: | 2019-05-13 |
Issuer: | GLAUKOS CORP (GKOS) |
Original Submission Date: |
GILLIAM JOSEPH E
C/O GLAUKOS CORPORATION,
229 AVENIDA FABRICANTE
SAN CLEMENTE, CA 92672
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-05-13 | M | 103 | a | $41.69 | 47,166 | direct | ||
COMMON STOCK | 2019-05-13 | S | 103 | d | $68.50 | 47,063 | direct | ||
COMMON STOCK | 2019-05-13 | M | 2,500 | a | $30.92 | 49,563 | direct | ||
COMMON STOCK | 2019-05-13 | S | 2,500 | d | $65.00 | 47,063 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTIONS (RIGHT TO BUY) | 41.69 | 2019-05-13 | deemed execution date | M | 103 (d) | 2027-05-05 | common stock 103 | $41.69 | 187,990 | direct | ||
STOCK OPTIONS (RIGHT TO BUY) | 30.92 | 2019-05-13 | deemed execution date | M | 2,500 (d) | 2028-03-14 | common stock 2,500 | $30.92 | 53,045 | direct |
ID | footnote |
---|---|
f1 | includes 37,853 restricted stock units that have not yet vested or been delivered to the reporting person. |
f2 | these trades were made pursuant to a rule 10b5-1 trading plan with pre-determined share amounts and prices. |
f3 | these options vest over four years from the grant date, with 25% vesting on the first anniversary of the grant date and the remaining amount vesting in equal monthly installments over the following three years. |