Form Type: 4

SEC EDGAR Link
Acccession Number:0000927089-19-000206
Date:2019-05-14
Issuer: HOMETRUST BANCSHARES, INC. (HTBI)
Original Submission Date:

Reporting Person:

CAYWOOD MARTY T.
HOMETRUST BANCSHARES, INC.
10 WOODFIN STREET ASHEVILLE, NC 28801

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-05-14 S 503 d $25.44 5,350 direct
COMMON STOCK 0 $0.00 21,357 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 14.37 deemed execution date 0 ( ) 2023-02-11 common stock 12,000 $14.37 12,000 direct
STOCK OPTION 26.0 deemed execution date 0 ( ) 2028-02-11 common stock 10,000 $26.00 10,000 direct
STOCK OPTION 27.51 deemed execution date 0 ( ) 2029-02-11 common stock 15,000 $27.51 15,000 direct
Footnotes
IDfootnote
f1 represents unexercised portion of stock option granted under issuer's 2013 omnibus incentive plan, which vested as to 4,000 shares on february 11, 2018 and 4,000 shares on february 11, 2019 and is schedule to vest as to 4,000 shares on february 11, 2020.
f2 represents stock option granted under issuer's 2013 omnibus incentive plan with the following vesting schedule: 20% increments on february 11, 2019, 2020, 2021, 2022 and 2023.
f3 represents stock option granted under issuer's 2013 omnibus incentive plan with the following vesting schedule: 20% increments on february 11, 2020, 2021, 2022, 2023 and 2024.

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