Form Type: 4

SEC EDGAR Link
Acccession Number:0001357521-19-000006
Date:2019-05-15
Issuer: NICHOLAS FINANCIAL INC (NICK)
Original Submission Date:

Reporting Person:

MALSON KELLY M
2454 MCMULLEN BOOTH ROAD
BUILDING C CLEARWATER, FL 33759

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON 2019-05-15 P 2,094 a $8.97 41,170 direct
COMMON 2019-05-15 A 2,094 a $0.00 43,264 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 purchase of shares were made in accordance with a 10b5-1 plan previously executed.
f2 represents the average purchase price.
f3 these shares were awarded pursuant to the reporting person's employment agreement. the closing stock price of the issuer's common stock reported on nasdaq on 5/15/2019 was $8.70

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