Form Type: 4

SEC EDGAR Link
Acccession Number:0000100493-19-000084
Date:2019-03-15
Issuer: TYSON FOODS, INC. (TSN)
Original Submission Date:

Reporting Person:

RAMSEY DOUGLAS WAYNE
2200 W DON TYSON PARKWAY
SPRINGDALE, AR 72762

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-03-15 J 1 a $0.00 99 indirect
CLASS A COMMON STOCK 2019-03-19 J 316 a $0.00 31,771 direct
CLASS A COMMON STOCK 2019-05-14 M 6,966 a $42.26 38,737 direct
CLASS A COMMON STOCK 2019-05-14 S 6,966 d $81.79 31,771 direct
CLASS A COMMON STOCK 2019-05-14 M 4,359 a $50.00 36,130 direct
CLASS A COMMON STOCK 2019-05-14 S 4,359 d $81.78 31,771 direct
CLASS A COMMON STOCK 2019-05-14 M 3,727 a $58.34 35,498 direct
CLASS A COMMON STOCK 2019-05-14 S 3,727 d $81.78 31,771 direct
CLASS A COMMON STOCK 2019-05-14 S 6,114 d $81.82 25,657 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTIONS (RIGHT TO BUY) 42.26 2019-05-14 deemed execution date M 6,966 (d) 2015-11-21 2024-11-21 class a common stock 6,966 $42.26 0 direct
NON-QUALIFIED STOCK OPTIONS (RIGHT TO BUY) 50.0 2019-05-14 deemed execution date M 4,359 (d) 2016-11-30 2025-11-30 class a common stock 4,359 $50.00 0 direct
NON-QUALIFIED STOCK OPTIONS (RIGHT TO BUY) 58.34 2019-05-14 deemed execution date M 3,727 (d) 2017-11-28 2026-11-28 class a common stock 3,727 $58.34 1,862 direct
Footnotes
IDfootnote
f1 represents shares of the issuer's class a common stock purchased for the reporting person's account under the issuer's employee stock purchase plan since the last statement of changes in beneficial ownership was filed by the reporting person. such acquisitions are exempt from section 16 concurrent reporting requirements pursuant to rule 16b-3.
f2 represents shares of the issuer's class a common stock received by the reporting person pursuant to the issuer's dividend reinvestment plan since the last statement of changes in beneficial ownership was filed by the reporting person. such acquisitions are exempt from section 16 concurrent reporting requirements pursuant to rule 16a-11.
f3 includes 1,342.2860 shares of class a common stock which vest on november 18, 2019; 11,035.795 shares of class a common stock which vest on may 12, 2020 if the performance goal described in the applicable stock incentive agreement ("sia") is achieved; 5,611.32 shares of class a common stock which vest on november 13, 2020 if the performance goal described in the applicable sia is achieved; and 7,667.497 shares of class a common stock which vest on november 29, 2021 if the performance goal described in the applicable sia is achieved.
f4 this is a weighted average price. these shares were sold in multiple transactions on 5/14/19 at prices ranging from $81.78 to $81.81, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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