Accession Number: | 0001410636-19-000103 |
Date: | 2019-05-15 |
Issuer: | AMERICAN WATER WORKS COMPANY, INC. (AWK) |
Original Submission Date: |
WARNOCK LOYD A
1 WATER STREET
CAMDEN, NJ 08102-1658
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-05-15 | M | 2,594 | a | $46.45 | 18,314 | direct | ||
COMMON STOCK | 2019-05-15 | S | 2,594 | d | $111.04 | 15,720 | direct | ||
COMMON STOCK | 2019-05-15 | M | 2,075 | a | $52.75 | 17,795 | direct | ||
COMMON STOCK | 2019-05-15 | S | 2,075 | d | $111.04 | 15,720 | direct | ||
COMMON STOCK | 2019-05-15 | M | 4,833 | a | $65.15 | 20,553 | direct | ||
COMMON STOCK | 2019-05-15 | S | 4,833 | d | $111.04 | 15,720 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 46.45 | 2019-05-15 | deemed execution date | M | 2,594 (d) | 2020-12-31 | common stock 2,594 | $46.45 | 0 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 52.75 | 2019-05-15 | deemed execution date | M | 2,075 (d) | 2021-12-31 | common stock 2,075 | $52.75 | 0 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 65.15 | 2019-05-15 | deemed execution date | M | 4,833 (d) | 2022-12-31 | common stock 4,833 | $65.15 | 0 | direct |
ID | footnote |
---|---|
f1 | the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $111.03 to $111.08, inclusive. the report person undertakes to provide to american water works company, inc., any security holder thereof, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
f2 | the option award granted on april 28, 2014, representing a right to purchase 12,273 shares, vested in three equal installments on january 1, 2015, 2016 and 2017. |
f3 | prior exercises of a total of 9,679 shares underlying this option were previously reported. |
f4 | the option award granted on february 17, 2015, representing a right to purchase 10,435 shares, vested in three equal installments on january 1, 2016, 2017 and 2018. |
f5 | prior exercises of a total of 8,360 shares underlying this option were previously reported. |
f6 | the option award granted on february 16, 2016, representing a right to purchase 10,108 shares, vested in three equal installments on january 1, 2017, 2018 and 2019. |
f7 | prior exercises of a total of 5,275 shares underlying this option were previously reported. |