Form Type: 4

SEC EDGAR Link
Acccession Number:0001289419-19-000082
Date:2019-05-14
Issuer: MORNINGSTAR, INC. (MORN)
Original Submission Date:

Reporting Person:

MANSUETO JOSEPH D
C/O MORNINGSTAR, INC.
22 WEST WASHINGTON STREET CHICAGO, IL 60602

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-05-14 S 256 d $130.82 22,104,886 direct
COMMON STOCK 2019-05-14 S 1,936 d $131.76 22,102,950 direct
COMMON STOCK 2019-05-14 S 4,883 d $133.45 22,098,067 direct
COMMON STOCK 2019-05-14 S 1,243 d $134.08 22,096,824 direct
COMMON STOCK 2019-05-15 S 805 d $132.30 22,096,019 direct
COMMON STOCK 2019-05-15 S 4,026 d $133.66 22,091,993 direct
COMMON STOCK 2019-05-15 S 4,086 d $134.39 22,087,907 direct
COMMON STOCK 0 $0.00 150,000 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 26, 2018.
f2 the transaction was executed in multiple trades at prices ranging from $130.1600 to $131.1400. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected.
f3 the transaction was executed in multiple trades at prices ranging from $131.3150 to $132.0700. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected.
f4 the transaction was executed in multiple trades at prices ranging from $132.8900 to $133.8700. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected.
f5 the transaction was executed in multiple trades at prices ranging from $133.8900 to $134.3800. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected.
f6 the transaction was executed in multiple trades at prices ranging from $132.0300 to $133.0100. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected.
f7 the transaction was executed in multiple trades at prices ranging from $133.0300 to $134.0200. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected.
f8 the transaction was executed in multiple trades at prices ranging from $134.0300 to $135.0100. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected.
f9 these shares are held in trusts for the benefit of the reporting person's children. the reporting person's spouse is trustee of the trusts.

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