Accession Number: | 0001366561-19-000038 |
Date: | 2019-05-15 |
Issuer: | SMARTSHEET INC (SMAR) |
Original Submission Date: |
GOMEZ ELENA
C/O SMARTSHEET INC.
10500 NE 8TH ST., SUITE 1300
BELLEVUE, WA 98004
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2019-05-15 | C | 2,500 | a | $0.00 | 2,500 | indirect | f2 | |
CLASS A COMMON STOCK | 2019-05-15 | S | 2,500 | d | $39.70 | 0 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON STOCK | 0.0 | 2019-05-15 | deemed execution date | C | 2,500 (d) | class a common stock 2,500 | $0.00 | 22,607 | indirect | by juan l. gomez and elena c. gomez declaration of trust |
ID | footnote |
---|---|
f1 | represents the number of shares that were acquired upon conversion of class b common stock to class a common stock. |
f2 | these securities are held of record by juan l. gomez and elena c gomez, trustees of the juan l. gomez and elena c. gomez declaration of trust dated april 2, 2009. |
f3 | the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the holder. |
f4 | each share of the issuer's class b common stock will convert into 1 share of the issuer's class a common stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the ipo, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of class b common stock, (y) seven years from the effective date of the ipo and (z) the date that the total number of shares of outstanding class b common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. |
f5 | the holder elected to convert the class b common stock to class a common stock on a 1-for-1 basis. |