Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-030988
Date:2019-05-15
Issuer: NEW RELIC, INC. (NEWR)
Original Submission Date:

Reporting Person:

GOCHEE JAMES R.
C/O NEW RELIC, INC.
188 SPEAR STREET, STE. 1200 SAN FRANCISCO, CA 94105

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-05-15 S 4,000 d $100.20 285,234 direct
COMMON STOCK 2019-05-15 M 412 a $0.00 285,646 direct
COMMON STOCK 2019-05-15 M 1,456 a $0.00 287,102 direct
COMMON STOCK 2019-05-15 M 286 a $0.00 287,388 direct
COMMON STOCK 2019-05-15 M 1,467 a $0.00 288,855 direct
COMMON STOCK 2019-05-15 M 1,155 a $0.00 290,010 direct
COMMON STOCK 2019-05-16 S 1,673 d $102.73 288,337 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-05-15 deemed execution date M 1,456 (d) common stock 1,456 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2019-05-15 deemed execution date M 286 (d) common stock 286 $0.00 287 direct
RESTRICTED STOCK UNITS 0.0 2019-05-15 deemed execution date M 1,467 (d) common stock 1,467 $0.00 5,870 direct
RESTRICTED STOCK UNITS 0.0 2019-05-15 deemed execution date M 1,155 (d) common stock 1,155 $0.00 9,240 direct
RESTRICTED STOCK UNITS 0.0 2019-05-15 deemed execution date M 412 (d) common stock 412 $0.00 5,363 direct
STOCK OPTION (RIGHT TO BUY) 100.82 2019-05-15 deemed execution date A 13,494 (a) 2029-05-14 common stock 13,494 $100.82 13,494 direct
RESTRICTED STOCK UNITS 0.0 2019-05-15 deemed execution date A 5,803 (a) common stock 5,803 $0.00 5,803 direct
Footnotes
IDfootnote
f1 shares sold pursuant to a 10b5-1 trading plan.
f2 the reporting person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
f3 the shares were sold at prices ranging from $102.67 to $102.85. the reporting person will provide upon request to the sec, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
f4 the rsus will vest as follows: 10% of the rsus shall vest on the first anniversary of may 15, 2015 (the "may 2015 vesting start date"); 3.75% of the rsus shall vest in equal quarterly installments thereafter until the second anniversary of the may 2015 vesting start date; 5.00% of the rsus shall vest in equal quarterly installments thereafter until the third anniversary of the may 2015 vesting start date; and 13.75% of the rsus shall vest in equal quarterly installments thereafter until the fourth anniversary of the may 2015 vesting start date, in each case subject to the reporting person's continuous service (as defined in the 2014 equity incentive plan) on such vesting date.
f5 the rsus will vest as follows: 25% of the shares underlying the rsus shall vest on the first anniversary of august 15, 2015 (the "august 15 vesting start date") and 1/16th of the shares underlying the rsus shall vest in equal quarterly installments thereafter until the fourth anniversary of the august 2015 vesting start date, in each case subject to the grantee being a service provider (as defined in the 2014 equity incentive plan) on such vesting date.
f6 the rsus will vest in equal quarterly installments from may 15, 2016 (the "2016 vesting start date") until the fourth anniversary of the 2016 vesting start date, in each case subject to the reporting person's continuous service (as defined in the 2014 equity incentive plan) on such vesting date.
f7 the rsus will vest in equal quarterly installments from may 15, 2017 (the "2017 vesting start date") until the fourth anniversary of the 2017 vesting start date, in each case subject to the reporting person's continuous service (as defined in the 2014 equity incentive plan) on such vesting date.
f8 represents restricted stock units ("rsus"). the rsus will vest in equal quarterly installments from august 15, 2018 (the "2018 vesting start date") until the fourth anniversary of the 2018 vesting start date, in each case subject to the reporting person's continuous service (as defined in the 2014 equity incentive plan) on such vesting date.
f9 shares subject to the option shall vest in a series of 48 equal monthly installments from april 1, 2019, in each case subject to the reporting person's continuous service (as defined in the 2014 equity incentive plan) on such vesting date.
f10 the rsus will vest in equal quarterly installments from may 15, 2019 (the "2019 vesting start date") until the fourth anniversary of the 2019 vesting start date, in each case subject to the reporting person's continuous service (as defined in the 2014 equity incentive plan) on such vesting date.
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