Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-031191
Date:2019-05-16
Issuer: SVMK INC. (SVMK)
Original Submission Date:

Reporting Person:

BLUM LORA D
C/O SVMK INC.
ONE CURIOSITY WAY SAN MATEO, CA 94403

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-05-16 S 4,011 d $16.39 132,598 direct
COMMON STOCK 2019-05-17 S 4,389 d $17.09 128,209 direct
COMMON STOCK 2019-05-17 M 3,000 a $12.35 131,209 direct
COMMON STOCK 2019-05-17 S 3,000 d $17.00 128,209 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 12.35 2019-05-17 deemed execution date M 3,000 (d) 2029-02-15 common stock 3,000 $12.35 97,000 direct
Footnotes
IDfootnote
f1 these shares were automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
f2 certain of these securities are restricted stock units. each restricted stock unit represents a contingent right to receive one share of issuer's common stock, subject to the applicable vesting schedule and conditions.
f3 shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy
f4 this transaction was executed in multiple trades at prices ranging from $17.0300.78 to $17.2000. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f5 the option, originally granted for 100,000 shares, of which 3,000 shares have been exercised, vested as to 1/12th of the shares on 05/15/2019, and 1/12th of the total number of option shares will vest quarterly thereafter for 11 quarters, subject to the reporting person's continued employment or service to the company until fully vested.
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