Form Type: 4

SEC EDGAR Link
Accession Number:0001288257-19-000011
Date:2019-05-15
Issuer: ALIGN TECHNOLOGY INC (ALGN)
Original Submission Date:

Reporting Person:

LARKIN C RAYMOND JR
C/O ALIGN TECHNOLOGY INC.
2820 ORCHARD PARKWAY SAN JOSE, CA 95131

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-04-29 G 146 d $0.00 58,601 direct
COMMON STOCK 2019-05-15 M 1,390 a $0.00 59,991 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0001 2019-05-15 deemed execution date M 1,390 (d) common stock 1,390 $0.00 0 direct
RESTRICTED STOCK UNIT 0.0001 2019-05-15 deemed execution date A 1,228 (a) common stock 1,228 $0.00 1,228 direct
Footnotes
IDfootnote
f1 represents par value of algn common stock
f2 100% of the restricted stock unit granted on may 16, 2018 became vested on may 15, 2019 and shares were delivered to reporting person on that date.
f3 100% of the restricted stock unit will become vested on the earlier of (i) may 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. shares will be delivered to reporting person on the vest date.
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