Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-030971
Date:2019-05-15
Issuer: TANDEM DIABETES CARE INC (TNDM)
Original Submission Date:

Reporting Person:

BERGER DAVID B
C/O TANDEM DIABETES CARE, INC.,
11075 ROSELLE STREET SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-05-15 A 1,546 a $16.93 3,311 direct
COMMON STOCK 2019-05-15 0 $0.00 200 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the tandem diabetes care, inc. amended and restated 2013 employee stock purchase plan ("espp"), for the espp purchase period of november 16, 2018 through may 15, 2019. this transaction is also exempt under rule 16b-3(c).
f2 the securities are held by the berger family trust dated april 16, 2008.
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