Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-19-003055
Date:2019-05-20
Issuer: NOVUS THERAPEUTICS, INC. (NVUS)
Original Submission Date:

Reporting Person:

TURKEL CATHERINE C.
C/O NOVUS THERAPEUTICS, INC.
19900 MACARTHUR BLVD., SUITE 550 IRVINE, CA 92612

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-05-20 S 7,623 d $1.96 90,576 direct
COMMON STOCK 2019-05-21 S 1,914 d $1.91 88,662 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares were sold to cover the reporting person's taxes due on the vesting of restricted stock units.
f2 this transaction was executed in multiple trades at prices ranging from $1.90 to $2.05. the price reported above reflects the weighted average price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f3 this transaction was executed in multiple trades at prices ranging from $1.90 to $1.945. the price reported above reflects the weighted average price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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