Accession Number: | 0001428205-19-000167 |
Date: | 2019-05-22 |
Issuer: | ARMOUR RESIDENTIAL REIT, INC. (ARR) |
Original Submission Date: |
ULM SCOTT
3001 OCEAN DRIVE
SUITE #201
VERO BEACH, FL 32963
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2019-05-22 | P | 80,000 | a | $17.93 | 80,000 | indirect | ||
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2019-05-22 | 0 | $0.00 | 120,764 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the price reported in column 4 is a weighted average price. the shares were purchased in multiple transactions at prices ranging from $17.84 to $18.02, inclusive. the reporting person undertakes to provide armour residential reit, inc., any security holder of armour residential reit, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1). |
f2 | the reported shares were purchased and are owned directly by armour capital management lp ("acm"), a limited partnership that is the external manager of the issuer. the shares have been reported in the aggregate for both mr. ulm herein and mr. jeffrey zimmer, a co-ceo of the issuer, in a separate form 4 report. mr. ulm is the sole controlling member of stacumny llc, which is one of the general partners of acm, along with an entity controlled by mr. zimmer. mr. ulm disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |