Form Type: 4

SEC EDGAR Link
Accession Number:0001055726-19-000044
Date:2019-05-21
Issuer: INOVIO PHARMACEUTICALS, INC. (INO)
Original Submission Date:

Reporting Person:

KIM JONG JOSEPH
660 W. GERMANTOWN PIKE SUITE 110
PLYMOUTH MEETING, PA 19462

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-05-21 S 100,000 d $3.31 2,411,055 direct
COMMON STOCK 2019-05-21 0 $0.00 1,613,232 indirect
COMMON STOCK 2019-05-21 0 $0.00 33,563 indirect
COMMON STOCK 2019-05-21 0 $0.00 33,775 indirect
COMMON STOCK 2019-05-21 0 $0.00 5,975 indirect
COMMON STOCK 2019-05-21 0 $0.00 33,533 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported in this form 4 were made by a broker, without instruction by the reporting person, to satisfy a margin call by the broker, to whom these shares were pledged as collateral for a margin loan.
f2 these transactions were executed in multiple trades at prices ranging from $3.30 to $3.33, inclusive. the price reported in column 4 is a weighted average price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
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