Accession Number: | 0001055726-19-000044 |
Date: | 2019-05-21 |
Issuer: | INOVIO PHARMACEUTICALS, INC. (INO) |
Original Submission Date: |
KIM JONG JOSEPH
660 W. GERMANTOWN PIKE SUITE 110
PLYMOUTH MEETING, PA 19462
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-05-21 | S | 100,000 | d | $3.31 | 2,411,055 | direct | ||
COMMON STOCK | 2019-05-21 | 0 | $0.00 | 1,613,232 | indirect | ||||
COMMON STOCK | 2019-05-21 | 0 | $0.00 | 33,563 | indirect | ||||
COMMON STOCK | 2019-05-21 | 0 | $0.00 | 33,775 | indirect | ||||
COMMON STOCK | 2019-05-21 | 0 | $0.00 | 5,975 | indirect | ||||
COMMON STOCK | 2019-05-21 | 0 | $0.00 | 33,533 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the sales reported in this form 4 were made by a broker, without instruction by the reporting person, to satisfy a margin call by the broker, to whom these shares were pledged as collateral for a margin loan. |
f2 | these transactions were executed in multiple trades at prices ranging from $3.30 to $3.33, inclusive. the price reported in column 4 is a weighted average price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |