Form Type: 4

SEC EDGAR Link
Accession Number:0001434805-19-000003
Date:2019-05-24
Issuer: AGNC INVESTMENT CORP. (AGNC)
Original Submission Date:

Reporting Person:

KAIN GARY D
AGNC INVESTMENT CORP.
2 BETHESDA METRO CENTER, 12TH FLOOR BETHESDA, MD 20814

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
SERIES D PREFERRED STOCK 2019-05-24 P 1,300 a $25.14 1,300 direct
SERIES D PREFERRED STOCK 2019-05-28 P 9,600 a $25.14 10,900 direct
COMMON STOCK 2019-05-28 P 88,202 a $16.92 1,627,758 direct
COMMON STOCK 2018-05-24 P 7,500 a $17.01 10,000 indirect
COMMON STOCK 2019-05-24 P 7,500 a $17.01 11,197 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reported price is a weighted average price. the shares were sold in multiple transactions at prices ranging from $25.09 to $25.16, inclusive. the reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range.
f2 the reported price is a weighted average price. the shares were sold in multiple transactions at prices ranging from $25.09 to $25.19, inclusive. the reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range.
f3 the reported price is a weighted average price. the shares were sold in multiple transactions at prices ranging from $16.90 to $16.95, inclusive. the reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range.
f4 includes 14,004 dividend equivalent restricted stock units received on previously granted rsu awards since the reporting person's last form 4 filing.
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