Accession Number: | 0001225208-19-008652 |
Date: | 2019-05-28 |
Issuer: | HMS HOLDINGS CORP (HMSY) |
Original Submission Date: |
LUCIA WILLIAM C
5615 HIGH POINT DRIVE
IRVING, TX 75038
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-05-28 | M | 100 | a | $13.94 | 143,432 | direct | ||
COMMON STOCK | 2019-05-28 | S | 100 | d | $31.51 | 143,332 | direct | ||
COMMON STOCK | 2019-05-30 | M | 12,718 | a | $13.94 | 156,050 | direct | ||
COMMON STOCK | 2019-05-30 | S | 12,718 | d | $31.10 | 143,332 | direct | ||
COMMON STOCK | 2019-05-28 | 0 | $0.00 | 636,191 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NONQUALIFIED STOCK OPTION (RIGHT TO BUY) | 13.94 | 2019-05-28 | deemed execution date | M | 100 (d) | 2023-03-01 | common stock 100 | $13.94 | 190,161 | direct | ||
NONQUALIFIED STOCK OPTION (RIGHT TO BUY) | 13.94 | 2019-05-30 | deemed execution date | M | 12,718 (d) | 2023-03-01 | common stock 12,718 | $13.94 | 177,443 | direct |
ID | footnote |
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f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $31.00 to $31.24, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this form 4. |
f2 | these shares are indirectly owned by the william c lucia family trust, a revocable trust for which the reporting person is trustee. taking into account shares owned both directly and indirectly by family trust, the reporting person beneficially owned an aggregate of 779,523 shares following the transactions reported on this form 4. |
f3 | the option vested in three equal installments on march 2, 2017, 2018 and 2019. |