Form Type: 4

SEC EDGAR Link
Accession Number:0001712316-19-000008
Date:2019-05-08
Issuer: ACACIA RESEARCH CORP (ACTG)
Original Submission Date:

Reporting Person:

TOBIA ALFRED VICTOR JR.
120 NEWPORT CENTER DRIVE
NEWPORT BEACH, CA 92660

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ACTG COMMON STOCK 2019-05-08 A 38,462 a $0.00 38,462 direct
ACTG COMMON STOCK 2019-05-08 0 $0.00 245,631 indirect
ACTG COMMON STOCK 2019-05-08 0 $0.00 183,303 indirect
ACTG COMMON STOCK 2019-05-08 0 $0.00 528,986 indirect
ACTG COMMON STOCK 2019-05-08 0 $0.00 242,080 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 grant of restricted stock.
f2 shares of common stock held in an account for which sidus investment management,llc ("sidus management") serves as a sub-advisor (the 'managed account"). the reporting person, solely by virtue of his position as a managing member of sidus management, the sub-advisor to the managed account may be deemed to beneficially own the shares of common stock directly held in the managed account for purposes of section 16 of the securities exchange act of 1934, as amended ("section 16"). the reporting person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
f3 shares of common stock owned directly by sidus investment partners, lp.("sidus partners'). the reporting person, solely by virtue of his position as a managing member of sidus management, the investment manager of sidus partners, may be deemed to beneficially own the shares of common stock directly held by sidus partners for purposes of section 16. the reporting person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
f4 shares of common stock owned directly by sidus double alpha fund, l.p. ("sidus double alpha"). the reporting person, solely by virtue of his position as a managing member of sidus management, the investmentmanager of sidus double alpha, may be deemed to beneficially own the shares of common stock directly held by sidus double alpha for purposes of section 16. the reporting person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
f5 shares of common stock owned directly by sidus double alpha, ltd. ("sidus double alpha offshore"). the reporting person.solely by virtue of his position as a managing member of sidus management, the investment manager of sidus double alpha offshore, may be deemed to beneficially own the shares of common stock directly held by sidus double alpha offshore for purposes of section 16. the reporting person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
WhaleWisdom Logo

Elevate your investments