| Accession Number: | 0001209191-19-035528 |
| Date: | 2019-06-05 |
| Issuer: | AMERICAN FINANCIAL GROUP INC (AFG) |
| Original Submission Date: |
BERDING JOHN B
301 EAST FOURTH STREET
27TH FLOOR
CINCINNATI, OH 45202
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-06-05 | S | 6,868 | d | $101.68 | 44,703 | direct | ||
| COMMON STOCK | 2019-06-06 | M | 24,588 | a | $34.34 | 69,291 | direct | ||
| COMMON STOCK | 2019-06-06 | S | 24,588 | d | $101.77 | 44,703 | direct | ||
| COMMON STOCK | 2019-06-05 | S | 66 | d | $101.68 | 0 | indirect | ||
| COMMON STOCK | 2019-06-05 | 0 | $0.00 | 233 | indirect | ||||
| COMMON STOCK | 2019-06-05 | 0 | $0.00 | 3,576 | indirect | ||||
| COMMON STOCK | 2019-06-05 | 0 | $0.00 | 1,375 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION EXERCISE | 34.34 | 2019-06-06 | deemed execution date | M | 24,588 (d) | 2021-02-16 | common stock 24,588 | $34.34 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $101.5786 to $101.7738, inclusive. the reporting person undertakes to provide to american financial group, inc., ("afg"), any security holder of afg, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) and footnote (2). |
| f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $101.275 to $101.78, inclusive. |
| f3 | shares allocated to the reporting person's account under the issuer's employee stock purchase plan (the "espp"). all espp information reported herein is based on a plan statement dated as of 12/31/2018. |
| f4 | represents shares purchased by the reporting person through dividend reinvestment with the issuer's employee stock purchase plan ("espp"). all espp drip information reporting herein is based on a plan statement dated as of 12/31/2018. |
| f5 | represents shares held in the issuer's 401(k) retirement and savings plan. the number of shares of common stock is based on a plan statement dated as of 12/31/2018. |
| f6 | these employee stock options became exercisable in five equal installments beginning on the first anniversary of the grant date. |
