Form Type: 4

SEC EDGAR Link
Acccession Number:0000899243-19-016720
Date:2019-06-10
Issuer: FUNKO, INC. (FNKO)
Original Submission Date:

Reporting Person:

MARIOTTI BRIAN RICHARD
C/O FUNKO, INC.
2802 WETMORE AVENUE EVERETT, WA 98201

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-06-10 C 50,000 a $0.00 50,000 direct
CLASS B COMMON STOCK 2019-06-10 D 50,000 d $0.00 3,131,689 direct
CLASS A COMMON STOCK 2019-06-10 S 50,000 d $22.02 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
COMMON UNITS 0.0 2019-06-10 deemed execution date C 50,000 (d) class a common stock 50,000 $0.00 3,858,496 direct
Footnotes
IDfootnote
f1 vested common units of funko acquisition holdings, l.l.c. ("common units") may be redeemed by the reporting person at any time for class a common stock of funko, inc. (the "issuer"), par value $0.0001 per share ("class a shares"), on a 1-to-1 basis. the common units have no expiration date.
f2 reflects the cancellation for no consideration of a number of shares of class b common stock of the issuer, par value $0.0001 per share, in connection with the redemption by the reporting person of an equal number of common units for class a shares.
f3 the sales reported in this form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with rule 10b5-1 of the securities exchange act of 1934, as amended.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $21.61 to $22.50, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f5 3,616,227 common units are vested and 242,269 common units will vest on december 21, 2019, subject to the reporting person's continued service with the issuer.

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