Form Type: 4

SEC EDGAR Link
Acccession Number:0001225208-19-009178
Date:2019-06-10
Issuer: HMS HOLDINGS CORP (HMSY)
Original Submission Date:

Reporting Person:

LUCIA WILLIAM C
5615 HIGH POINT DRIVE
IRVING, TX 75038

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-06-10 M 39,065 a $13.94 182,397 direct
COMMON STOCK 2019-06-10 S 39,065 d $30.25 143,332 direct
COMMON STOCK 2019-06-11 M 20,797 a $13.94 164,129 direct
COMMON STOCK 2019-06-11 S 20,797 d $30.42 143,332 direct
COMMON STOCK 0 $0.00 636,191 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NONQUALIFIED STOCK OPTION (RIGHT TO BUY) 13.94 2019-06-10 deemed execution date M 39,065 (d) 2023-03-01 common stock 39,065 $13.94 124,964 direct
NONQUALIFIED STOCK OPTION (RIGHT TO BUY) 13.94 2019-06-11 deemed execution date M 20,797 (d) 2023-03-01 common stock 20,797 $13.94 104,167 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $30.06 to $30.61, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this form 4.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $30.06 to $30.80, inclusive.
f3 these shares are indirectly owned by the william c lucia family trust, a revocable trust for which the reporting person is trustee. taking into account shares owned both directly and indirectly by family trust, the reporting person beneficially owned an aggregate of 779,523 shares following the transactions reported on this form 4.
f4 the option vested in three equal installments on march 2, 2017, 2018 and 2019.

Elevate your investments