Accession Number: | 0001144204-19-030709 |
Date: | 2019-06-10 |
Issuer: | NORWEGIAN CRUISE LINE HOLDINGS LTD. (NCLH) |
Original Submission Date: |
STUART ANDREW
7665 CORPORATE CENTER DRIVE
MIAMI, FL 33126
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-06-10 | M | 8,211 | a | $19.00 | 379,352 | direct | ||
COMMON STOCK | 2019-06-10 | S | 8,211 | d | $54.00 | 371,141 | direct | ||
COMMON STOCK | 2019-06-11 | M | 11,789 | a | $19.00 | 382,930 | direct | ||
COMMON STOCK | 2019-06-11 | S | 11,789 | d | $54.06 | 371,141 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 19.0 | 2019-06-10 | deemed execution date | M | 8,211 (d) | 2020-01-17 | common stock 8,211 | $19.00 | 33,840 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 19.0 | 2019-06-11 | deemed execution date | M | 11,789 (d) | 2020-01-17 | common stock 11,789 | $19.00 | 22,051 | direct |
ID | footnote |
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f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $54.00 to $54.015, inclusive. the reporting person undertakes to provide to norwegian cruise line holdings ltd. ("nclh"), any security holder of nclh, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $54.00 to $54.30, inclusive. the reporting person undertakes to provide to nclh, any security holder of nclh, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2). |
f3 | all 8,211 and 11,789 of the options were vested as of august 13, 2015. |