Accession Number: | 0001209191-19-037350 |
Date: | 2019-06-14 |
Issuer: | NEWTEK BUSINESS SERVICES CORP. (NEWT) |
Original Submission Date: |
SALUTE RICHARD J
1981 MARCUS AVENUE
SUITE 130
LAKE SUCCESS, NY 11042
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2019-06-14 | A | 1,332 | a | $22.52 | 12,455 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | on june 14, 2019, under the shareholder and board approved newtek business services corp. 2015 stock incentive plan, the reporting person was granted 1,332 restricted shares of the issuer's common stock as a restricted stock award. forfeiture restrictions will lapse as to one-third of such restricted shares each year for three years and dividends in the form of common stock will be paid during the restricted period, with forfeiture restrictions lapsing as to one-third of such restricted common shares each year for three years. |