Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-037350
Date:2019-06-14
Issuer: NEWTEK BUSINESS SERVICES CORP. (NEWT)
Original Submission Date:

Reporting Person:

SALUTE RICHARD J
1981 MARCUS AVENUE
SUITE 130 LAKE SUCCESS, NY 11042

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-06-14 A 1,332 a $22.52 12,455 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on june 14, 2019, under the shareholder and board approved newtek business services corp. 2015 stock incentive plan, the reporting person was granted 1,332 restricted shares of the issuer's common stock as a restricted stock award. forfeiture restrictions will lapse as to one-third of such restricted shares each year for three years and dividends in the form of common stock will be paid during the restricted period, with forfeiture restrictions lapsing as to one-third of such restricted common shares each year for three years.
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