Accession Number: | 0001209191-19-037372 |
Date: | 2019-06-13 |
Issuer: | AMERICAN FINANCIAL GROUP INC (AFG) |
Original Submission Date: |
LINDNER S CRAIG
301 EAST FOURTH STREET
CINCINNATI, OH 45202
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-06-13 | M | 20,000 | a | $38.11 | 3,154,927 | indirect | f1 | |
COMMON STOCK | 2019-06-13 | S | 20,000 | d | $103.99 | 3,134,927 | indirect | f1 | |
COMMON STOCK | 2019-06-14 | M | 30,000 | a | $38.11 | 3,164,927 | indirect | f1 | |
COMMON STOCK | 2019-06-14 | S | 30,000 | d | $104.26 | 3,134,927 | indirect | f1 | |
COMMON STOCK | 2019-06-13 | 0 | $0.00 | 113,229 | indirect | f4 | |||
COMMON STOCK | 2019-06-13 | 0 | $0.00 | 34,440 | indirect | f5 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION EXERCISE | 38.11 | 2019-06-13 | deemed execution date | M | 20,000 (d) | 2022-02-23 | common 20,000 | $38.11 | 30,000 | direct | ||
EMPLOYEE STOCK OPTION EXERCISE | 38.11 | 2019-06-14 | deemed execution date | M | 30,000 (d) | 2022-02-23 | common 30,000 | $38.11 | 0 | direct |
ID | footnote |
---|---|
f1 | scl ttee of the scl living trust dtd 03/30/83. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $103.95 to $104.08, inclusive. the reporting person undertakes to provide to american financial group, inc., ("afg"), any security holder of afg, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) and footnote (3). |
f3 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $104.00 to $104.6681, inclusive. |
f4 | by frances r. lindner, trustee for the frances r. lindner living trust dated 9/13/93. |
f5 | held in the company's retirement and savings plan. the number of shares of common is based on a statement dated as of 2/28/2019. |
f6 | these employee stock options become exercisable in five equal installments beginning on the first anniversary of the grant date. |