Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-19-008296
Date:2019-06-20
Issuer: SLACK TECHNOLOGIES, INC. (WORK)
Original Submission Date:

Reporting Person:

SHIM ALLEN
C/O SLACK TECHNOLOGIES, INC.
500 HOWARD STREET SAN FRANCISCO,, CA 94105

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2019-06-20 C 402,925 a $0.00 402,925 direct
CLASS A COMMON STOCK 2019-06-20 S 402,925 d $38.61 0 direct
CLASS A COMMON STOCK 2019-06-20 S 100,000 d $38.50 0 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-06-20 deemed execution date M 91,519 (d) 2023-04-06 class b common stock 91,519 $0.00 30,507 direct
CLASS B COMMON STOCK 0.0 2019-06-20 deemed execution date M 91,519 (a) class a common stock 91,519 $0.00 331,519 direct
RESTRICTED STOCK UNITS 0.0 2019-06-20 deemed execution date M 84,375 (d) 2024-05-10 class b common stock 84,375 $0.00 65,625 direct
CLASS B COMMON STOCK 0.0 2019-06-20 deemed execution date M 84,375 (a) class a common stock 84,375 $0.00 415,894 direct
RESTRICTED STOCK UNITS 0.0 2019-06-20 deemed execution date M 213,281 (d) 2025-02-21 class b common stock 213,281 $0.00 469,219 direct
CLASS B COMMON STOCK 0.0 2019-06-20 deemed execution date M 213,281 (a) class a common stock 213,281 $0.00 629,175 direct
RESTRICTED STOCK UNITS 0.0 2019-06-20 deemed execution date M 13,750 (d) 2026-02-26 class b common stock 13,750 $0.00 206,250 direct
CLASS B COMMON STOCK 0.0 2019-06-20 deemed execution date M 13,750 (a) class a common stock 13,750 $0.00 642,925 direct
CLASS B COMMON STOCK 0.0 2019-06-20 deemed execution date C 402,925 (d) class a common stock 402,925 $0.00 240,000 direct
CLASS B COMMON STOCK 0.0 2019-06-20 deemed execution date 0 ( ) class a common stock 1,529,105 $0.00 1,529,105 indirect by the shim-park family revocable trust
CLASS B COMMON STOCK 0.0 2019-06-20 deemed execution date 0 ( ) class a common stock 120,000 $0.00 120,000 indirect by allen shim, trustee of the allen shim 2019 grantor retained annuity trust dated may 1, 2019
Footnotes
IDfootnote
f1 each share of class b common stock is convertible without payment or consideration into one share of class a common stock at the option of the holder and has no expiration date.
f2 the number of shares sold by the reporting person includes shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units (rsus).
f3 each rsu represents the right to receive one share of class b common stock.
f4 the rsus are subject to time-based and performance-based vesting criteria. the time-based vesting occurs in 16 quarterly installments commencing on july 1, 2016 subject to the reporting person's continuous service to the issuer on each such date. the performance-based criteria was satisfied upon the issuer's listing and public trading of its class a common stock on june 20, 2019.
f5 the rsus are subject to time-based and performance-based vesting criteria. the time-based vesting occurs in 16 equal quarterly installments commencing on june 1, 2017 subject to the reporting person's continued service with the issuer on each such date. the performance-based criteria was satisfied upon the issuer's listing and public trading of its class a common stock on june 20, 2019.
f6 the rsus are subject to time-based and performance-based vesting criteria. the time-based vesting occurs in 16 quarterly installments commencing on may 1, 2018 subject to the reporting person's continued service with the issuer on each such date. the performance-based criteria was satisfied upon the issuer's listing and public trading of its class a common stock on june 20, 2019.
f7 the rsus are subject to time-based and performance-based vesting criteria. the time-based vesting occurs in 16 equal quarterly installments commencing on may 1, 2019 subject to the reporting person's continued service with the issuer on each such date. the performance-based criteria was satisfied upon the issuer's listing and public trading of its class a common stock on june 20, 2019.
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