Accession Number: | 0001628280-19-008296 |
Date: | 2019-06-20 |
Issuer: | SLACK TECHNOLOGIES, INC. (WORK) |
Original Submission Date: |
SHIM ALLEN
C/O SLACK TECHNOLOGIES, INC.
500 HOWARD STREET
SAN FRANCISCO,, CA 94105
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2019-06-20 | C | 402,925 | a | $0.00 | 402,925 | direct | ||
CLASS A COMMON STOCK | 2019-06-20 | S | 402,925 | d | $38.61 | 0 | direct | ||
CLASS A COMMON STOCK | 2019-06-20 | S | 100,000 | d | $38.50 | 0 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2019-06-20 | deemed execution date | M | 91,519 (d) | 2023-04-06 | class b common stock 91,519 | $0.00 | 30,507 | direct | ||
CLASS B COMMON STOCK | 0.0 | 2019-06-20 | deemed execution date | M | 91,519 (a) | class a common stock 91,519 | $0.00 | 331,519 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2019-06-20 | deemed execution date | M | 84,375 (d) | 2024-05-10 | class b common stock 84,375 | $0.00 | 65,625 | direct | ||
CLASS B COMMON STOCK | 0.0 | 2019-06-20 | deemed execution date | M | 84,375 (a) | class a common stock 84,375 | $0.00 | 415,894 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2019-06-20 | deemed execution date | M | 213,281 (d) | 2025-02-21 | class b common stock 213,281 | $0.00 | 469,219 | direct | ||
CLASS B COMMON STOCK | 0.0 | 2019-06-20 | deemed execution date | M | 213,281 (a) | class a common stock 213,281 | $0.00 | 629,175 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2019-06-20 | deemed execution date | M | 13,750 (d) | 2026-02-26 | class b common stock 13,750 | $0.00 | 206,250 | direct | ||
CLASS B COMMON STOCK | 0.0 | 2019-06-20 | deemed execution date | M | 13,750 (a) | class a common stock 13,750 | $0.00 | 642,925 | direct | |||
CLASS B COMMON STOCK | 0.0 | 2019-06-20 | deemed execution date | C | 402,925 (d) | class a common stock 402,925 | $0.00 | 240,000 | direct | |||
CLASS B COMMON STOCK | 0.0 | 2019-06-20 | deemed execution date | 0 ( ) | class a common stock 1,529,105 | $0.00 | 1,529,105 | indirect | by the shim-park family revocable trust | |||
CLASS B COMMON STOCK | 0.0 | 2019-06-20 | deemed execution date | 0 ( ) | class a common stock 120,000 | $0.00 | 120,000 | indirect | by allen shim, trustee of the allen shim 2019 grantor retained annuity trust dated may 1, 2019 |
ID | footnote |
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f1 | each share of class b common stock is convertible without payment or consideration into one share of class a common stock at the option of the holder and has no expiration date. |
f2 | the number of shares sold by the reporting person includes shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units (rsus). |
f3 | each rsu represents the right to receive one share of class b common stock. |
f4 | the rsus are subject to time-based and performance-based vesting criteria. the time-based vesting occurs in 16 quarterly installments commencing on july 1, 2016 subject to the reporting person's continuous service to the issuer on each such date. the performance-based criteria was satisfied upon the issuer's listing and public trading of its class a common stock on june 20, 2019. |
f5 | the rsus are subject to time-based and performance-based vesting criteria. the time-based vesting occurs in 16 equal quarterly installments commencing on june 1, 2017 subject to the reporting person's continued service with the issuer on each such date. the performance-based criteria was satisfied upon the issuer's listing and public trading of its class a common stock on june 20, 2019. |
f6 | the rsus are subject to time-based and performance-based vesting criteria. the time-based vesting occurs in 16 quarterly installments commencing on may 1, 2018 subject to the reporting person's continued service with the issuer on each such date. the performance-based criteria was satisfied upon the issuer's listing and public trading of its class a common stock on june 20, 2019. |
f7 | the rsus are subject to time-based and performance-based vesting criteria. the time-based vesting occurs in 16 equal quarterly installments commencing on may 1, 2019 subject to the reporting person's continued service with the issuer on each such date. the performance-based criteria was satisfied upon the issuer's listing and public trading of its class a common stock on june 20, 2019. |