Form Type: 4

SEC EDGAR Link
Accession Number:0001593968-19-001497
Date:2019-06-14
Issuer: MAIN STREET CAPITAL CORP (MAIN)
Original Submission Date:

Reporting Person:

FRENCH ARTHUR L.
1300 POST OAK BLVD 8TH FLOOR
HOUSTON, TX 77056

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-06-14 J 90 a $41.80 21,674 direct
COMMON STOCK 2019-06-14 J 237 a $41.52 48,743 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from section 16 under rule 16a-11.
f2 includes 797 shares previously held directly which were transferred to this account upon vesting under the non-employee director restricted stock plan.
f3 french family ranch ltd is wholly owned by the reporting person and his wife.
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