Accession Number: | 0001654954-19-007881 |
Date: | 2019-06-28 |
Issuer: | SOLITRON DEVICES INC (SODI) |
Original Submission Date: |
ERIKSEN HOWARD TIMOTHY
567 WILDROSE CIRCLE
LYNDEN, WA 98264
CEDAR CREEK PARTNERS LLC
860 S. PINE COURT
LYNDEN, WA 98264
ERIKSEN CAPITAL MANAGEMENT LLC
567 WILDROSE CIR
LYNDEN, WA 98264
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2019-06-28 | A | 15,000 | a | $0.00 | 30,000 f2 | direct | ||
COMMON STOCK | 2019-06-28 | 0 | $0.00 | 213,222 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the reporting person received a grant of common stock that is immediately vested pursuant to the solitron devices, inc. 2019 stock incentive plan. |
f2 | these securities are owned solely by tim eriksen ("mr. eriksen"). |
f3 | represents 184,322 shares owned by cedar creek partners llc, an investment partnership, for which eriksen capital management llc ("ecm") is managing member, and 28,900 shares owned by managed accounts of ecm. the respective owners of the managed accounts are responsible to vote the shares. the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
f4 | this form 4 is tiled jointly by ecm, cedar creek partners llc, and mr. eriksen. by virtue of ecm's investment advisory agreement with the clients of ecm, mr. eriksen may be deemed to beneficially own the shares owned by cedar creek partners and the managed accounts. |