Accession Number: | 0001666071-19-000063 |
Date: | 2019-07-02 |
Issuer: | CARDLYTICS, INC. (CDLX) |
Original Submission Date: |
LAUBE LYNNE MARIE
C/O CARDLYTICS, INC.
675 PONCE DE LEON AVENUE NE, SUITE 6000
ATLANTA, GA 30308
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-07-02 | S | 4,200 | d | $30.00 | 465,217 | direct | ||
COMMON STOCK | 2019-07-02 | 0 | $0.00 | 42,945 | indirect | f2 | |||
COMMON STOCK | 2019-07-02 | 0 | $0.00 | 42,945 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | these sales were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on september 5, 2018, as amended may 14, 2019 |
f2 | the reportable securities are held by the 2013 lynne marie laube grat fbo keegan george allbright (the "kga grat"). the reporting person is the trustee of the kga grat. |
f3 | the reportable securities are held by the 2013 lynne marie laube grat fbo hayley marie allbright (the "hma grat"). the reporting person is the trustee of the hma grat. |