Accession Number: | 0001209191-19-040783 |
Date: | 2019-07-02 |
Issuer: | INTERCONTINENTAL EXCHANGE, INC. (ICE) |
Original Submission Date: |
VICE CHARLES A
5660 NEW NORTHSIDE DRIVE
ATLANTA, GA 30328
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-07-02 | M | 15,000 | a | $57.31 | 421,936 | direct | ||
COMMON STOCK | 2019-07-02 | S | 14,872 | d | $86.74 | 407,064 | direct | ||
COMMON STOCK | 2019-07-02 | S | 128 | d | $87.29 | 406,936 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) HOLDING | 57.31 | 2019-07-02 | deemed execution date | M | 15,000 (d) | 2027-01-18 | common stock 15,000 | $57.31 | 31,412 | direct |
ID | footnote |
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f1 | the transactions reported in this form 4 were effected pursuant to a pre-arranged trading plan established in accordance with rule 10b5-1 of the securities act of 1934, as amended. |
f2 | amount of securities beneficially owned includes 165 shares acquired under the intercontinental exchange, inc. employee stock purchase plan on june 28, 2019. |
f3 | the price range for the aggregate amount sold by the direct holder is $86.275 - $87.24. the issuer will upon request by the staff of the u.s. securities and exchange commission or a security holder of the issuer provide the full information regarding the number of shares sold at each separate price. |
f4 | the common stock number referred in table i is an aggregate number and represents 358,510 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. these performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. the satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("ebitda") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until february 2020 and will be reported at the time of vesting. the satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until february 2020, february 2021 and february 2022, respectively, and will be reported at the time of vesting. |
f5 | these options are fully vested. |