Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-19-041098
Date:2019-07-01
Issuer: TRIUMPH BANCORP, INC. (TBK)
Original Submission Date:

Reporting Person:

TRAIL JUSTIN N
12700 PARK CENTRAL DRIVE
DALLAS, TX 75251

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-07-01 A 509 a $0.00 69,915 direct
COMMON STOCK 2019-07-01 0 $0.00 34,251 indirect
COMMON STOCK 2019-07-01 0 $0.00 5,013 indirect
COMMON STOCK 2019-07-01 0 $0.00 458 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares of common stock of issuer granted to the reporting person under issuer's 2014 omnibus incentive plan. all of such shares were fully vested as of the date of grant.
f2 reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
f3 by equity trust company custodian fbo tamara trail ira. reporting person disclaims beneficial ownership of these shares.
f4 consists of (i) 273 shares of common stock indirectly owned through e*trade utma/ugma account fbo minor daughter hannah trail; (ii) 135 shares of common stock indirectly owned through e*trade utma/ugma account fbo minor daughter robyn trail; and (iii) 50 shares of common stock indirectly owned through e*trade utma/ugma account fbo minor daughter charli trail. reporting person, as custodian, exercise voting and dispositive control over these shares and disclaims beneficial ownership of such shares.
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