Form Type: 4

SEC EDGAR Link
Accession Number:0001005229-19-000211
Date:2019-07-22
Issuer: COLUMBUS MCKINNON CORP (CMCO)
Original Submission Date:

Reporting Person:

ROEDEL KATHRYN V
205 CROSSPOINT PARKWAY
GETZVILLE, NY 14068

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-07-22 A 1,471 a $40.79 2,904 direct
COMMON STOCK 2019-07-23 M 754 a $0.00 3,658 direct
COMMON STOCK 2019-07-22 0 $0.00 1,433 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-07-22 deemed execution date A 1,500 (a) common stock 1,500 $0.00 1,500 direct
RESTRICTED STOCK UNITS 0.0 2019-07-23 deemed execution date M 754 (d) common stock 1,509 $0.00 754 direct
Footnotes
IDfootnote
f1 represents shares granted to reporting person under the columbus mckinnon corporation 2016 long term incentive plan as amended and restated effective june 5, 2019.
f2 754.3096 restricted stock units became fully vested on july 23, 2019, of which 754 shares were issued as common stock and .3096 was issued in cash of $12.69.
f3 each restricted stock unit represents a contingent right to receive one (1) share of columbus mckinnon corporation common stock.
f4 represents restricted stock units issued to reporting person under the columbus mckinnon corporation 2016 long term incentive plan as amended and restated effective june 5, 2019. subject to forfeiture, units become fully vested and non-forfeitable 50% on july 22, 2020, 25% on july 22, 2021 and 25% on july 22, 2022 if reporting person remains a director of issuer.
f5 subject to forfeiture, units become fully vested and non-forfeitable 50% on july 23, 2020 and 50% on july 23, 2021 if reporting person remains a director of issuer.
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