Form Type: 4

SEC EDGAR Link
Accession Number:0000927628-19-000253
Date:2019-07-24
Issuer: CAPITAL ONE FINANCIAL CORP (COF)
Original Submission Date:

Reporting Person:

WASSMER MICHAEL J
1680 CAPITAL ONE DRIVE
MCLEAN, VA 22102

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-07-24 S 8,212 d $95.03 84,679 direct
COMMON STOCK 2019-07-24 0 $0.00 15 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was executed pursuant to a trading plan entered into by the reporting person on may 10, 2019, in accordance with rule 10b5-1 of the securities exchange act of 1934, as amended.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $95.00 to $95.04. information regarding the number of shares sold at each price will be provided upon request.
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