Accession Number: | 0000927628-19-000253 |
Date: | 2019-07-24 |
Issuer: | CAPITAL ONE FINANCIAL CORP (COF) |
Original Submission Date: |
WASSMER MICHAEL J
1680 CAPITAL ONE DRIVE
MCLEAN, VA 22102
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-07-24 | S | 8,212 | d | $95.03 | 84,679 | direct | ||
COMMON STOCK | 2019-07-24 | 0 | $0.00 | 15 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this transaction was executed pursuant to a trading plan entered into by the reporting person on may 10, 2019, in accordance with rule 10b5-1 of the securities exchange act of 1934, as amended. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $95.00 to $95.04. information regarding the number of shares sold at each price will be provided upon request. |