Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-19-004064
Date:2019-07-24
Issuer: VAPOTHERM INC (VAPO)
Original Submission Date:

Reporting Person:

LIKEN JAMES W
100 DOMAIN DRIVE
EXETER, NH 03833

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION TO PURCHASE COMMON STOCK 18.75 2019-07-24 deemed execution date A 9,500 (a) 2029-07-24 common stock 9,500 $18.75 9,500 direct
Footnotes
IDfootnote
f1 this option is eligible to vest in full on the earlier of the first anniversary of the date of grant or the date of the company's 2020 annual meeting of stockholders of the company
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