Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-19-014738
Date:2019-07-24
Issuer: LEMAITRE VASCULAR INC (LMAT)
Original Submission Date:

Reporting Person:

LEMAITRE GEORGE W
C/O LEMAITRE VASCULAR, INC.
63 SECOND AVENUE BURLINGTON, MA 01803

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-07-24 M 23,621 a $12.57 3,171,124 direct
COMMON STOCK 2019-07-25 M 31,733 a $14.13 3,202,857 direct
COMMON STOCK 2019-07-25 S 66,037 d $34.45 3,136,820 direct
COMMON STOCK 2019-07-25 M 89 a $0.00 3,136,909 direct
COMMON STOCK 2019-07-25 F 1,179 d $32.75 3,135,730 direct
COMMON STOCK 2019-07-24 0 $0.00 52,031 indirect f6
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 12.57 2019-07-24 deemed execution date M 23,621 (d) 2015-07-23 2020-07-23 common stock 23,621 $12.57 23,621 direct
STOCK OPTION (RIGHT TO BUY) 14.13 2019-07-25 deemed execution date M 31,733 (d) 2016-07-25 2021-07-25 common stock 31,733 $14.13 63,465 direct
DIVIDEND EQUIVALENT RIGHTS 0.0 2019-07-25 deemed execution date M 89 (d) common stock 89 $0.00 113 direct
Footnotes
IDfootnote
f1 represents shares acquired upon exercise of options by the reporting person, as reported in table ii.
f2 this transaction was effected pursuant to a rule 10b5-1 trading plan established by the reporting person.
f3 the price reported in column 4 is a weighted average price. the transaction was executed in multiple trades ranging from $34.40 to $34.67. the reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
f4 represents shares acquired upon release of dividend equivalent rights, as reported in table ii, on a one-for-one basis.
f5 these shares represent shares withheld by the issuer to satisfy tax withholding obligations incurred upon the vesting of restricted stock units awarded to the reporting person on july 25, 2016. this transaction is considered an exempt sale pursuant to rule 16b-3(e) promulgated under the securities exchange act of 1934.
f6 these shares are owned by lemaitre family llc. a trust for the benefit of the reporting person holds a 20% membership interest in lemaitre family llc. lemaitre family llc is 100% owned by peter boland, as trustee for various trusts formed for the benefit of the children of george d. lemaitre, the issuer's founder, and cornelia w. lemaitre. lemaitre family llc currently holds 260,154 shares of the issuer's common stock. the reporting person disclaims ownership of such securities except to the extent of his pecuniary interest therein, if any, and the reporting herein of such securities shall not be construed as an admission of beneficial ownership thereof for the purposes of section 16 or for any other purpose.
f7 this option is exercisable and vests over a five-year period at a rate of 20% on the first anniversary of the date listed in the table, and the balance vests in equal annual installments over the remaining four years, with the final vesting occurring on the 11th month after the fourth anniversary.
f8 these dividend equivalent rights were released in connection with the vesting of a restricted stock unit award granted on 7/25/2016. each dividend equivalent right is the economic equivalent of one share of the issuer's common stock.
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