Accession Number: | 0001406666-19-000093 |
Date: | 2019-07-29 |
Issuer: | CALIX, INC ((CALX)) |
Original Submission Date: |
LISTWIN DONALD J
C/O CALIX, INC.
2777 ORCHARD PARKWAY
SAN JOSE, CA 95134
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-07-29 | P | 19,180 | a | $6.40 | 733,648 | direct | ||
COMMON STOCK | 2019-07-29 | 0 | $0.00 | 200,000 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | amount of securities beneficially owned includes 21,148 unvested restricted stock units. |
f2 | shares held by no mas ninos, l.p. the reporting person is a general partner of no mas ninos, l.p. and may be deemed to have shared voting and investment power over the shares held by the partnership. |