Form Type: 4

SEC EDGAR Link
Accession Number:0001406666-19-000093
Date:2019-07-29
Issuer: CALIX, INC ((CALX))
Original Submission Date:

Reporting Person:

LISTWIN DONALD J
C/O CALIX, INC.
2777 ORCHARD PARKWAY SAN JOSE, CA 95134

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-07-29 P 19,180 a $6.40 733,648 direct
COMMON STOCK 2019-07-29 0 $0.00 200,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 amount of securities beneficially owned includes 21,148 unvested restricted stock units.
f2 shares held by no mas ninos, l.p. the reporting person is a general partner of no mas ninos, l.p. and may be deemed to have shared voting and investment power over the shares held by the partnership.
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