Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-19-025455
Date:2019-07-29
Issuer: FRANKLIN RESOURCES INC (BEN)
Original Submission Date:

Reporting Person:

STEIN LAURA
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY SAN MATEO, CA 94403-1906

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DEFERRED DIRECTOR'S FEES (FRI) 0.0 2019-07-29 deemed execution date A 11 (a) 2037-04-20 2047-01-20 common stock, par value $.10 11 $0.00 26,130 direct
Footnotes
IDfootnote
f1 not applicable.
f2 exercisable and expiration dates assume the director's separation from service from franklin resources, inc. and its subsidiaries occurs in the february following the director's 75th birthday. see footnote below.
f3 represents a hypothetical investment account calculation of deferred franklin resources, inc.'s director's fees, under the 2006 directors deferred compensation plan, based upon the performance of franklin resources, inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the january 20, april 20, july 20 or october 20 immediately following the director's separation from service from franklin resources, inc. and its subsidiaries and continuing on each january 20, april 20, july 20 and october 20 thereafter, except that if any such date is a saturday, sunday or holiday, then the quarterly installment shall be paid on the next business day. the reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of franklin resources, inc. stock effective as of the first day of any calendar quarter.
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