Form Type: 4

SEC EDGAR Link
Acccession Number:0001716837-19-000137
Date:2019-08-01
Issuer: ROKU, INC (ROKU)
Original Submission Date:

Reporting Person:

ROSENBERG SCOTT A.
150 WINCHESTER CIRCLE
LOS GATOS, CA 95032

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 100.845 2019-08-01 deemed execution date A 48,488 (a) 2029-07-31 class a common stock 48,488 $100.85 48,488 direct
RESTRICTED STOCK UNIT 0.0 2019-08-01 deemed execution date A 19,395 (a) class a common stock 19,395 $0.00 19,395 direct
Footnotes
IDfootnote
f1 this option vests in 12 equal monthly installments beginning on the vesting commencement date of 11/4/2021
f2 this award vests in four equal quarterly installments beginning on the vesting commencement date of 11/15/2021.

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