Accession Number: | 0001716837-19-000137 |
Date: | 2019-08-01 |
Issuer: | ROKU, INC (ROKU) |
Original Submission Date: |
ROSENBERG SCOTT A.
150 WINCHESTER CIRCLE
LOS GATOS, CA 95032
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 100.845 | 2019-08-01 | deemed execution date | A | 48,488 (a) | 2029-07-31 | class a common stock 48,488 | $100.85 | 48,488 | direct | ||
RESTRICTED STOCK UNIT | 0.0 | 2019-08-01 | deemed execution date | A | 19,395 (a) | class a common stock 19,395 | $0.00 | 19,395 | direct |
ID | footnote |
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f1 | this option vests in 12 equal monthly installments beginning on the vesting commencement date of 11/4/2021 |
f2 | this award vests in four equal quarterly installments beginning on the vesting commencement date of 11/15/2021. |