Accession Number: | 0001593968-19-001691 |
Date: | 2019-08-01 |
Issuer: | MIDLAND STATES BANCORP, INC. (MSBI) |
Original Submission Date: |
HOLSCHBACH LEON J
1201 NETWORK CENTRE DR.
EFFINGHAM, IL 62401
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-08-01 | M | 9,500 | a | $16.00 | 161,095 | direct | ||
COMMON STOCK | 2019-08-01 | S | 9,500 | d | $26.74 | 151,595 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
OPTION (RIGHT TO BUY) | 16.0 | 2019-08-01 | deemed execution date | M | 9,500 (d) | 2022-12-13 | common stock 9,500 | $16.00 | 1,992 | direct | ||
OPTION (RIGHT TO BUY) | 18.16 | deemed execution date | 0 ( ) | 2020-12-06 | common stock 11,820 | $18.16 | 11,820 | direct | ||||
OPTION (RIGHT TO BUY) | 16.59 | deemed execution date | 0 ( ) | 2023-12-10 | common stock 16,274 | $16.59 | 16,274 | direct | ||||
OPTION (RIGHT TO BUY) | 21.0 | deemed execution date | 0 ( ) | 2024-12-02 | common stock 22,762 | $21.00 | 22,762 | direct | ||||
OPTION (RIGHT TO BUY) | 18.0 | deemed execution date | 0 ( ) | 2024-08-05 | common stock 90,000 | $18.00 | 90,000 | direct | ||||
COMMON SHARE EQUIVALENT | 0.0 | deemed execution date | 0 ( ) | common stock 4,291 | $0.00 | 4,291 | direct | |||||
RESTRICTED STOCK UNIT | 0.0 | deemed execution date | 0 ( ) | common stock 825 | $0.00 | 825 | direct |
ID | footnote |
---|---|
f1 | includes holdings through a self-directed ira or revocable grantor trust |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $26.15 - 27.21 inclusive. the reporting person undertakes to provide to midland states bancorp, inc., any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
f3 | these options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant. |
f4 | these options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant. |
f5 | these options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant. |
f6 | these options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. |
f7 | options vested on 12/31/2017. |
f8 | each common stock equivalent is the economic equivalent of one share of common stock. |
f9 | represents restricted stock units acquired by the reporting person under the 2019 long-term incentive plan on the grant date. each restricted stock unit is the contingent right to receive one share of issuer common stock. restricted stock units vest on march 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting. |