Accession Number: | 0001179110-19-009036 |
Date: | 2019-07-31 |
Issuer: | TABULA RASA HEALTHCARE, INC. (TRHC) |
Original Submission Date: |
ADAMS BRIAN W
228 STRAWBRIDGE DRIVE, SUITE 100
MOORESTOWN, NJ 08057
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-07-31 | M | 10,000 | a | $3.11 | 206,037 | direct | ||
COMMON STOCK | 2019-07-31 | S | 10,000 | d | $60.00 | 196,037 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 3.11 | 2019-07-31 | deemed execution date | M | 10,000 (d) | 2023-06-28 | common stock 88,153 | $3.11 | 74,153 | direct |
ID | footnote |
---|---|
f1 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on december 31, 2018. |
f2 | the shares reported in column 4 were sold in multiple transactions, each at a price of $60.00. |
f3 | the stock option vested 25% on june 28, 2014 and in equal 1/36th installments each month thereafter. |