Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-19-009036
Date:2019-07-31
Issuer: TABULA RASA HEALTHCARE, INC. (TRHC)
Original Submission Date:

Reporting Person:

ADAMS BRIAN W
228 STRAWBRIDGE DRIVE, SUITE 100
MOORESTOWN, NJ 08057

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-07-31 M 10,000 a $3.11 206,037 direct
COMMON STOCK 2019-07-31 S 10,000 d $60.00 196,037 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 3.11 2019-07-31 deemed execution date M 10,000 (d) 2023-06-28 common stock 88,153 $3.11 74,153 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on december 31, 2018.
f2 the shares reported in column 4 were sold in multiple transactions, each at a price of $60.00.
f3 the stock option vested 25% on june 28, 2014 and in equal 1/36th installments each month thereafter.
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