Form Type: 4

SEC EDGAR Link
Acccession Number:0001288847-19-000107
Date:2019-08-01
Issuer: FIVE9, INC. (FIVN)
Original Submission Date:

Reporting Person:

WELCH SCOTT
C/O FIVE9, INC. BISHOP RANCH 8, 4000
EXECUTIVE PARKWAY, SUITE 400 SAN RAMON,, CA 94583

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-01 M 18,503 a $29.89 80,605 direct
COMMON STOCK 2019-08-01 S 18,503 d $60.00 62,102 direct
COMMON STOCK 0 $0.00 5,825 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 29.89 2019-08-01 deemed execution date M 18,503 (d) 2028-02-26 common stock 18,503 $29.89 40,708 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on march 4, 2019.
f2 the option vests in 48 equal monthly installments beginning on the one month anniversary of february 26, 2018.

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