Accession Number: | 0001593968-19-001699 |
Date: | 2019-08-02 |
Issuer: | MIDLAND STATES BANCORP, INC. (MSBI) |
Original Submission Date: |
ERICKSON STEPHEN A.
1201 NETWORK CENTRE DR.
EFFINGHAM, IL 62401
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-08-02 | M | 3,500 | a | $16.00 | 14,628 | direct | ||
COMMON STOCK | 2019-08-02 | S | 3,500 | d | $26.01 | 11,128 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
OPTION (RIGHT TO BUY) | 16.0 | 2019-08-02 | deemed execution date | M | 3,500 (d) | 2022-05-08 | common stock 3,500 | $16.00 | 12,500 | direct | ||
OPTION (RIGHT TO BUY) | 16.0 | deemed execution date | 0 ( ) | 2022-12-13 | common stock 2,438 | $16.00 | 2,438 | direct | ||||
OPTION (RIGHT TO BUY) | 23.0 | deemed execution date | 0 ( ) | 2025-11-03 | common stock 5,045 | $23.00 | 5,045 | direct | ||||
OPTION (RIGHT TO BUY) | 16.59 | deemed execution date | 0 ( ) | 2023-12-10 | common stock 4,822 | $16.59 | 4,822 | direct | ||||
OPTION (RIGHT TO BUY) | 28.59 | deemed execution date | 0 ( ) | 2026-11-16 | common stock 2,289 | $28.59 | 2,289 | direct | ||||
OPTION (RIGHT TO BUY) | 21.0 | deemed execution date | 0 ( ) | 2024-12-02 | common stock 3,909 | $21.00 | 3,909 | direct |
ID | footnote |
---|---|
f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $26.00 - 26.055 inclusive. the reporting person undertakes to provide to midland states bancorp, inc., any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
f2 | these options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments. |