Accession Number: | 0001530721-19-000056 |
Date: | 2019-08-01 |
Issuer: | CAPRI HOLDINGS LTD (CPRI) |
Original Submission Date: |
FREESTONE ROBIN ANTHONY DAVID
33 KINGSWAY
LONDON, X0 WC2B 6UF
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
ORDINARY SHARES, NO PAR VALUE | 2019-08-01 | M | 2,281 | a | $0.00 | 5,790 | direct | ||
ORDINARY SHARES, NO PAR VALUE | 2019-08-01 | F | 959 | d | $33.97 | 4,831 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED SHARE UNITS | 0.0 | 2019-08-01 | deemed execution date | M | 2,281 (d) | 2019-08-01 | ordinary shares, no par value 2,281 | $0.00 | 0 | direct | ||
RESTRICTED SHARE UNITS | 0.0 | 2019-08-01 | deemed execution date | A | 4,416 (a) | ordinary shares, no par value 4,416 | $0.00 | 4,416 | direct |
ID | footnote |
---|---|
f1 | restricted share units ("rsus") converted into ordinary shares of the company on a one-for-one basis upon vesting. |
f2 | represents shares withheld by the company to cover tax withholding obligations upon vesting. |
f3 | the rsus do not expire. |
f4 | granted pursuant to the capri holdings limited amended and restated omnibus incentive plan. the rsus vest on the earliest of: (1) the one year anniversary of the date of grant (august 1, 2020), or (2) the company's annual shareholder meeting that occurs in the calendar year following the date of grant, and will be settled upon vesting unless the reporting person elects to defer settlement to a later date. if the reporting person's service with the company terminates prior to the first anniversary of the date of grant, the rsus will vest pro-rata based on the number of days from the date of grant through and including the date of the reporting person's termination of service. the rsus will also vest in full in the event of the reporting person's death or disability. |
f5 | settlement of this award will be satisfied through the issuance of one ordinary share for each vested rsu. |