Form Type: 4

SEC EDGAR Link
Acccession Number:0001094718-19-000003
Date:2019-08-05
Issuer: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)
Original Submission Date:

Reporting Person:

LUND DEANNA H
10680 TREENA STREET, SUITE 600
SAN DIEGO, CA 92131

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-05 M 29,926 a $4.98 297,768 direct
COMMON STOCK 2019-08-05 M 5,000 a $4.98 302,768 direct
COMMON STOCK 2019-08-05 M 60,000 a $4.98 362,768 direct
COMMON STOCK 2019-08-05 M 60,000 a $4.98 422,768 direct
COMMON STOCK 2019-08-05 F 31,681 d $19.65 391,087 direct
COMMON STOCK 2019-08-05 S 3,040 d $19.95 388,047 direct
COMMON STOCK 2019-08-05 S 94,141 d $19.76 293,906 direct
COMMON STOCK 2019-08-05 S 24,987 d $19.21 268,919 direct
COMMON STOCK 2019-08-06 S 1,077 d $19.29 267,842 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 4.98 2019-08-05 deemed execution date M 29,926 (d) 2017-01-04 2023-01-04 common stock 29,926 $4.98 0 direct
STOCK OPTION (RIGHT TO BUY) 4.98 2019-08-05 deemed execution date M 5,000 (d) 2017-01-04 2023-01-04 common stock 5,000 $4.98 0 direct
STOCK OPTION (RIGHT TO BUY) 4.98 2019-08-05 deemed execution date M 60,000 (d) 2018-01-04 2023-01-04 common stock 60,000 $4.98 0 direct
STOCK OPTION (RIGHT TO BUY) 4.98 2019-08-05 deemed execution date M 60,000 (d) 2018-11-08 2023-01-04 common stock 60,000 $4.98 0 direct
Footnotes
IDfootnote
f1 exercise of stock option right to buy, which was granted 1/4/2013.
f2 shares withheld to cover exercise price of 125,000 options exercised.
f3 open market sale of issuer's common stock made in accordance with issuer's trading policies.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $19.85 to $20.19 inclusive. the reporting person undertakes to provide to issuer, any security holder of issuer, or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $19.35 to $20.34 inclusive. the reporting person undertakes to provide to issuer, any security holder of issuer, or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $18.98 to $19.34 inclusive. the reporting person undertakes to provide to issuer, any security holder of issuer, or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $19.2925 to $19.2929 inclusive. the reporting person undertakes to provide to issuer, any security holder of issuer, or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f8 includes 16,626 shares purchased through issuer's employee stock purchase plan and approximately 16,224 shares held in issuer's 401(k) plan.

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