Form Type: 4

SEC EDGAR Link
Acccession Number:0001335786-19-000001
Date:2019-01-04
Issuer: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)
Original Submission Date:

Reporting Person:

GOODWIN BENJAMIN M.
10680 TREENA STREET, SUITE 600
SAN DIEGO, CA 92131

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-08-05 M 15,000 a $4.98 103,933 direct
COMMON STOCK 2019-08-05 M 15,000 a $4.98 118,933 direct
COMMON STOCK 2019-08-05 F 7,428 d $20.12 111,505 direct
COMMON STOCK 2019-08-05 S 18,700 d $20.12 92,805 direct
COMMON STOCK 0 $0.00 13,105 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-01-04 deemed execution date A 12,500 (a) common stock 12,500 $0.00 12,500 direct
STOCK OPTION (RIGHT TO BUY) 4.98 2019-08-05 deemed execution date M 15,000 (d) 2018-01-04 2023-01-04 common stock 15,000 $4.98 0 direct
STOCK OPTION (RIGHT TO BUY) 4.98 2019-08-05 deemed execution date M 15,000 (d) 2018-11-08 2023-01-04 common stock 15,000 $4.98 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit (rsu) represents a contingent right to receive one share of issuer's common stock.
f2 rsus vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the rsu agreement.
f3 exercise of stock option right to buy, which was granted 1/4/2013.
f4 shares withheld to cover exercise price of 30,000 options exercised.
f5 open market sale of issuer's common stock made in accordance with issuer's trading policies.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $20.00 to $20.50 inclusive. the reporting person undertakes to provide to issuer, any security holder of issuer, or the staff of the sec, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f7 includes 3,634 shares purchased through issuer's employee stock purchase plan.

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