| Accession Number: | 0001209191-19-044875 |
| Date: | 2019-08-05 |
| Issuer: | AVALARA, INC. (AVLR) |
| Original Submission Date: |
PINNEY ALESIA LEE
255 SOUTH KING ST.
SUITE 1800
SEATTLE, WA 98104
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2019-08-05 | M | 1,184 | a | $12.34 | 28,047 | direct | ||
| COMMON STOCK | 2019-08-05 | S | 1,184 | d | $75.83 | 26,863 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | 12.34 | 2019-08-05 | deemed execution date | M | 1,184 (d) | 2026-06-16 | common stock 1,184 | $12.34 | 10,657 | direct |
| ID | footnote |
|---|---|
| f1 | includes 515 shares purchased under the avalara, inc. 2018 employee stock purchase plan on july 31, 2019. |
| f2 | the sale was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on may 10, 2019. |
| f3 | the option vested and became exercisable as to 25% of the total shares on may 5, 2017, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on may 5, 2020. |
